Review of NYC’s Hurricane Sandy After-Action Report (AAR)

This month, New York City released its after action report detailing what worked well and what needs to be improved based on the city’s preparations, mitigations, response, and recovery. The report acknowledges that “This report is not intended to be the final word on the City’s response to Hurricane Sandy, nor are the recommendations made here intended to exclude consideration of additional measures the City and other stakeholders could take to be prepared for the next emergency.”

As the report notes, “The City’s response to Hurricane Sandy began well before the storm and continues today, but [the City is] far enough away from the immediate events of October and November 2012 to evaluate the City’s performance to understand what went well and—as another hurricane season approaches—what can be improved.” It’s pretty amazing that NYC is willing to release an AAR before the incident is “closed-out” in order to improve preparedness for this upcoming hurricane season. NYC government should be applauded for understanding how important it is to use Hurricane Sandy as a feedback loop in order to inform and advance planning for future natural disasters.

Through my quick read of the report, the following on some important points to consider.

  • NYC Coastal Storm Plan: “The current iteration of the City’s formal preparations for a coastal storm began in 2000 with the release of the Coastal Storm Plan (CSP), a collection of programs to prepare and respond to a storm, including evacuation, sheltering, and logistics planning” (page 4). Notice how they explain that the CSP is a collection of programs– not just plans. Programs are living entities that (hopefully) evolve, mature, and improve. Plans have a tendency to just sit on a shelf.
  • Continuous Improvement: Significant adjustments were made to the CSP following Hurricane Irene in 2011. The programs included in the CSP evaluated their performance after the last major incident and made improvements.
  • Feedback Loop: “To help understand why people in Coastal Storm Plan Evacuation Zone A chose to evacuate (or not), the City conducted a survey in English and Spanish to ask about New Yorkers’ overall awareness of evacuation zones, how they received information about evacuation zones and severe weather, and their confidence in the City’s guidance to evacuate or shelter in place.” (page 4) 
  • The AAR generated 59 recommendations, six core areas, and seven themes (this is slightly confusing). Six core areas are: (i) communications; (ii) general and healthcare facility evacuations; (iii) public safety; (iv) general and special medical needs sheltering; (v) response and recovery logistics; and (vi) community recovery services.
  • Seven themes:
  1. Improved evacuation, including updated evacuation zones and better, clearer communication to help New Yorkers 

    understand how to protect themselves from the risk of

    severe weather. 

  2. Improved accessibility of all coastal storm-related information and services to make them available to all New Yorkers, including persons with disabilities or special medical needs, homebound populations, non-English speakers, and undocumented immigrants

  3. Better integration of the City’s data across platforms and agencies to increase situational awareness and allow more targeted, efficient response and recovery operations.
  4. Additional capacity to respond to large-scale building inundation and loss of power, including pre-storm identification of the equipment and skilled resources likely to be needed for building restoration and better coordination with private building owners.
  5. Better coordination of relief to affected areas and to vulnerable or homebound populations, including more efficient deployment of volunteers and donations to residents and business owners.
  6. The development of a mid- to long-term housing plan for New Yorkers displaced by damage from coastal storms.
  7. Partnership with the federal and state authorities that regulate and enforce standards for private companies and utilities that provide essential services to New York City residents.
  • Communications (Page 6)
  • Yikes! Notify NYC only has 165,000 registered users (out of 8.3 million residents, or 1.99% of NYC residents). For comparison, Portland, Oregon has 137,000 self-registered users of its emergency notification system and its population is 600,000 (or 23% of residents).

  • The City became the first local municipality in the country to use the Commercial Mobile Alert System (CMAS), an emergency text message service created by the Federal Communications Commission (FCC) to send text messages to all equipped cell phones in a designated geographical area regardless of phone carrier service or origin. The City used CMAS three times during Sandy, starting at noon on October 28 after the Mayor announced the mandatory Zone A evacuation and twice on October 29 between 8:30 and 9:30 PM during the height of the storm.
  • Recommendations:
    1. Further expand capacity of 311 call-taking during emergencies.
    • Implement a redundant call routing solution to ensure continuity of 311 call-taking.
    • Establish an alternate location for 311 call-takers.
    • Expand the use of cloud-based mapping solutions to support emergency activity.2. Formalize and expand regular updates to elected officials and community partners.
    • Update and collect the specific documents(PDFs) that are most relevant to the emergency for circulation, including agency documents such as building electrical
    recertification forms. Develop versions of critical documents for wide distribution that can be read by software used by people with visual disabilities.

    3. Standardize City communications by creating a template for flyers, adaptable logos, standard language, and translations to facilitate faster communications

  • General and Healthcare Facility Evaluations (page 8)
  • Only the second general population evacuation in the City’s history, the evacuation order required 375,000 New Yorkers to leave their homes and communities in advance of the storm. Many residents of Zone A heeded the evacuation order and left. However, thousands of people did not leave the evacuation zone; tragically, 43 New Yorkers lost their lives to the storm.
  • While there were no deaths associated with healthcare evacuations in connection with that storm, the challenges posed by the evacuation were a focus of the City’s after action review of Hurricane Irene storm response
  • Sandy’s unprecedented storm surge caused widespread power outages and flooding that ultimately compromised the ability of five hospitals and approximately 30 residential facilities to shelter in place throughout the storm and its aftermath.
  • The City is revising its hurricane evacuation zones for the 2013 hurricane season. The new zones 1 through 6—which will replace Zones A, B, and C—include an additional 640,000 New Yorkers not included within the boundaries of the former zones.
  • The New York City Housing Authority (NYCHA) strengthened its communications plan after Hurricane Irene. In advance of Sandy, NYCHA made 33,000 calls to 19,000 families, posted flyers in multiple languages, and worked with the NYPD to make announcements with bullhorns from marked vehicles with flashing lights in order to encourage residents to evacuate before elevators and other building systems were
    powered down. NYCHA and the NYPD also provided 200 buses to help residents evacuate and continued to transport residents outside of Zone A until it was no longer safe for first responders to be on the roads
  • Residents who receive an instruction to evacuate are only slightly more likely to evacuate: 88% of Zone A residents surveyed knew that they lived in a hurricane evacuation zone, and 78% knew that they lived in Zone A. In addition, 71% of Zone A residents reported hearing an announcement to evacuate from a public official. Yet those who knew they lived in a vulnerable area and received an official instruction to evacuate were only slightly more likely to evacuate than a resident who reported that they did not receive such an instruction (78% vs. 68%).
  • The most significant factors contributing to a decision not to evacuate include a belief that the storm would not be strong enough to pose a danger (22%); a belief that the resident’s home was sufficiently elevated to prevent flooding (11%); and a general belief that the resident’s home was well built (8%). Of those surveyed, 29% reported evacuating after the storm. Among residents who evacuated before or after the storm, 67% evacuated for more than 48 hours, 78% stayed with friends, and 2% stayed at a City evacuation shelter
  • In total, City and State officials helped safely evacuate approximately 6,300 patients from 37 different healthcare facilities without a single fatality

  • Healthcare “facilities were repatriated as they came back online, but this process was not as orderly as it should have been because there are no guidelines for healthcare facilities to reopen after an evacuation, such as a structural certification from the Department of Buildings (DOB), letters from certified contractors to verify essential utility connections, and inspection from the relevant healthcare oversight entity.” TJ Note: The word “repatriated” is often used for human remains and refugees–perhaps “reconstituted” would be a more descriptive term…
  • Recommendations include developing a patient tracking system
  • Public Safety (page 12)
  • The City’s 911 emergency call-taking system reached its highest hourly call volume ever—20,000 calls per hour—during Hurricane Sandy and received more calls during one 24-hour period between 3:00 PM on October 29 and 3:00 PM on October 30 than on September 11, 2001 or during the 2003 blackout, the two highest call periods prior to Sandy.

  • During and after the storm, the NYPD Special Operations division and FDNY water rescue teams used prepositioned personnel and equipment in Staten Island, Brooklyn, and Queens to rescue more than 2,200 people
  • Once the storm subsided, FDNY and NYPD conducted grid searches of more than 31,000 homes and businesses to locate and assist people in severely affected areas
  • Nearly 630,000 Con Edison and Long Island Power Authority (LIPA) customer accounts—more than 1.5 million people—were without power… Fallen trees brought outages to approximately 70% of customers served by overhead power lines in the Bronx, Brooklyn, Queens, and Staten Island

  • NYPD provided traffic management and intersection control in areas without functioning traffic signals for weeks after the storm, though the number of intersections with signals without power immediately after the storm—more than 3,500—exceeded the number of available traffic enforcement agents. The NYPD quickly mobilized 1,200 Police Academy recruits to augment traffic control measures at key intersections
  • Key recommendation:Establish a Dewatering and Generator Task Force and Action Plan to activate in advance of an approaching storm that will collect and use detailed information about buildings in flood-prone areas to expedite recovery.
    • Develop a plan to address environmental contamination in dewatering and debris removal.
    • Develop street siting and permitting criteria for large temporary generators and boilers.
    • Identify goods for a strategic stockpile and/or establish emergency contracts for additional critical resources
    such as generators, boilers, and electrical switchgear.
    • To the extent necessary, contract for emergency on-call electricians for generator installation and post-disaster assessments, and for on-call plumbers to install boilers.
    • Add generator operations and maintenance and GPS locators to the standard scope of work for generator contracting to help track location and placement in areas with poor communications connectivity.
  • Sheltering (page 16)
  • The majority of people seeking shelter arrived by October 30, immediately after the storm passed.
  • The City’s communal shelters are designed as temporary places for people to seek safety and are not intended to provide food and accommodations for longer than three days—a far shorter duration than the time that many people could not return to their homes due to flood damage and the extended power outages caused by
    Sandy’s storm surge.
  • Evacuation Centers also lack resources such as showers and laundry facilities; when possible, the City opened nearby recreational facilities with showers
  • Key recommendation: Make charging stations for wheelchairs and scooters available to people with disabilities.

  • Key recommendation: Plan on full-scale sheltering operations longer than 3-5 days
  • From October 28 to November 19, the eight Special Medical Needs Shelters served a total of 2,236 evacuees. Among those served were approximately 1,800 residents of chronic care facilities who were unable to shelter in place due to inadequate backup power to maintain a safe environment for residents or other damage to their facilities, and who could not be placed at other nursing homes or adult care facilities
  • Response and Recovery Logistics, Utilities, and Infrastructure (page 18)
  • Some data was immediately available to guide recovery efforts. For example, water usage data immediately before the storm from DEP’s automated meter readers (AMR) gave an indication of which households may not have evacuated before the storm. Internet-based applications such as GasBuddy supplemented on-the-ground intelligence from NYPD about fuel availability

  • Key recommendation: Formalize how building inspectors share building status information with social service providers that respond to resident needs
  • Beginning Sunday November 4, the City worked with the National Guard, the federal Defense Logistics Agency, the federal Department of Energy, and the National Park Service to set up a fueling operation at Floyd Bennett Field for City vehicles and other critical recovery personnel. Along with two satellite locations, more than 25,000 emergency and essential vehicles obtained fuel through this partnership
  • Waived environmental protections: For the general public, the City worked with the State to temporarily waive sulfur content requirements for fuel consumption and to ease fuel transportation restrictions into and within the five boroughs. The City also worked with the federal government to suspend the Jones Act to allow tankers originating from foreign countries to supply fuel from refineries along the Gulf of Mexico, and to temporarily waive federal Environmental Protection Agency requirements that are specific to dense, urban environments, allowing fuel consumed outside of New York to be consumed within the city. 
  • The Mayor issued high-occupancy vehicle (HOV) restrictions on the river crossings into Manhattan on November 1 and November 2. To alleviate persistent fuel lines, on November 9 Mayor Bloomberg issued an odd/even license plate fuel rationing system that remained in place until November 24, when the City’s fuel supply infrastructure had been largely restored
  • Key recommendation: Create a Fuel Task Force, modeled after the Downed Tree Task Force (the inter-agency tree removal group), to ensure adequate fuel for rescue and recovery operations.• Add a fuels desk to OEM’s Emergency Operations Center.
    • Formalize and expand DCAS/NYPD partnerships with retail gas stations.
    • Build federal and state support and create a “playbook” for regulatory relief during fuel shortages.
    • Protect and standardize eligibility for use of City fueling sites.
    • Research options and viability of creating local emergency fuel reserves.
  • Sandy generated an estimated 700,000 tons of storm debris, including construction and demolition debris, sand, concrete, and more than 27,000 tons of woody debris from nearly 20,000 downed trees and limbs

  • Planning for Woody Debris Removal and Safe Storage: Woody debris from downed trees and limbs is cleared and stored separately from household and other debris because it poses increased fire risks and has the potential to spread Asian beetle infestations. The natural decomposition of wood chips causes temperatures to rise within the debris pile, creating a risk of combustion, which occurred last year during the Hurricane Irene cleanup
  • Cars and Boats:
  • Widespread coastal flooding also damaged 10,000 recreational boats and 100,000 personal vehicles, many of which were carried by floodwaters onto streets, sidewalks, and private property.

  • Although the City regularly tows vehicles for parking violations, it did not have a plan to manage a tow operation of this scale. Within 10 days after the storm, the City had put a contract in place to tow and store damaged cars and boats, and had instituted a process for the public to locate and reclaim their property. In total, the City towed approximately 3,400 cars and 180 boats, including 60 derelict boats that washed up on City parks in Staten Island. 
  • Community Recovery Services (page 25)
  • The Mayor’s Fund to Advance New York City supplemented this food distribution by partnering with the NYC Food Truck Association to give out more than 278,000 free hot meals at several locations starting November 6 in coordination with borough Community Recovery Directors and OEM, and by purchasing and coordinating the donation of groceries including fresh produce and nonperishables.
  • Key recommendation: Develop a Food and Water Distribution Task Force and Action Plan to systematize the City’s response operations and ensure that they are activated before a coastal storm


  • Key recommendation: Develop a vulnerable populations/homebound doorto-door service Task Force and Action Plan that includes specific operational timelines and leverages community groups and other advocacy organizations, as well as state
    and federal resources. This plan will leverage the work of the Mayor’s Office of Data Analytics and improved staff training to coordinate data collection and sharing.
  • Volunteers utilized: Volunteers, including the NYC Community Emergency Response Team (CERT), corporate groups, individuals, and community organizations knocked on doors, mucked out homes, cleaned up parks, and staffed grassroots neighborhood distribution centers

  • Business Resumption: The City, through the New York City Industrial Development Authority (IDA), also issued emergency sales tax letters to waive up to $100,000 in New York City and New York State sales taxes for up to 250 businesses on materials purchased for recovery efforts.

At the end of the report, the City details the results of the survey they distributed after Sandy. The results are incredible–probably worth another article.

Todd’s Interview on Technology, Emergency Response, the Ricin Attack, and the Boston Bombings

NPR

Click here to listen to the interview (first 19 minutes)

Technology, Emergency Response & The Boston Bombings

MR. KOJO NNAMDI

12:06:45
From WAMU 88.5 at American University in Washington, welcome to “The Kojo Nnamdi Show,” connecting your neighborhood with the world. Later in the broadcast, unearthing the stories and the recipes behind black bartenders who lived through prohibition and racial discrimination in Washington, D.C., but first, the modern nature of Monday’s bombings at the Boston Marathon and the scramble to get to the bottom of it all.

MR. KOJO NNAMDI

12:07:22
Investigators are still digging into who was responsible for those explosions, which killed at least three people and injured more than 170. They’re calling on those who were near the finish line to handle their video and photos they may have taken around the time of the blast, a task that could involve sifting through thousands of hours of tape and an ocean of data. Meanwhile, the immediate emergency response to the bombings also reflected the times we now live in and events unfold in front of thousands of cameras and spill over immediately into the sprawl of social media.

MR. KOJO NNAMDI

12:08:00
Joining us in studio to discuss this is Todd Jasper. He is associate director of the Homeland Security and Emergency Management Vision at MSA, consulting firm here in Washington. He’s also vice chair of the Emerging Technology Caucus for the International Association of Emergency Managers and the education director for the Metropolitan Washington Association of Contingency Planners. Todd Jasper, thank you for joining us.

MR. TODD JASPER

12:08:28
A pleasure.

NNAMDI

12:08:29
Joining us by phone is Alexis Madrigal, senior editor at The Atlantic where he writes about technology. Alexis, thank you for joining us.

MR. ALEXIS MADRIGAL

12:08:37
Thanks for having me.

NNAMDI

12:08:38
Todd, I’ll start with you. It’s being reported now that there was a letter or a package sent to the White House containing an undisclosed substance that is apparently dangerous, and that comes on the heels of reports that a package sent to Mississippi Republican Roger Wicker contained rice and looks as if we’re dealing with a lot of emergencies at the same time. Any thoughts about this at all?

JASPER

12:09:05
When it rains, it pours, it seems like. It makes us think back to late 2001, early 2002 where we had the obviously 9/11, followed by anthrax attacks. So it seems like we’re getting terrorism in all sorts of forms simultaneously. Luckily, it seems like everyone is pretty well-prepared. It was sent to the White House that we know about. It didn’t actually reach there. It was screened and interrupted before it got to reach its destination.

NNAMDI

12:09:34
But in the other case of the rice and, again, it didn’t reach the member himself, but it is obviously when you point out that what happened the last time after 9/11, one has to try to figure out what the heck is going on. But we won’t speculate too much about that. Turning to Boston, all you have to do is listen to the radio traffic from the Boston Police Department on Monday to begin understanding the thoroughly modern nature of that moment.

NNAMDI

12:10:02
Within a matter of minutes, you hear a commander to be giving orders to begin using social media to let people sheltering in restaurants and hotels around the site know that explosive ordinance disposal teams were passing through. Here’s some of that sound.

UNIDENTIFIED MAN

12:10:20
We’re going to get the victims out. We’re going to conduct a sweep with DOD assets to make sure there are no other devices on the streets. We will then get people out of the restaurants and bars. I need somebody up there to get on social media and let people know what we’re doing here that we’re sweeping the streets to make sure it’s safe first, and then we’ll get them out of the bars and stuff once we get it swept.

NNAMDI

12:10:41
Todd, to what degree do you think what happened on Monday is indicative of how we’re living in a new era both of emergencies and of emergency response.

JASPER

12:10:49
It’s extraordinary. We are seeing more involvement from not just first responders but from everyday citizens in emergency situations and creating what we call emergency management, the common operating picture and using new technology, nontraditional methods for it. Although, you know, every middle school or high school would say that social media is pretty traditionally common to them.

JASPER

12:11:12
It wasn’t too long ago that the D.C. Fire public information officer was relieved of his position because he tweeted too much, and the reasoning was social media is for parties. We’re not having any parties here. And it’s changed a lot. Being very progressive recognizing that the citizens are part of the response, understanding that — honestly, if you look at pictures and videos of 9/11, of, obviously, the Boston Marathon bombings, what you see is who are the first people around.

JASPER

12:11:40
I mean the police and fire there, sure. But the very crucial, as crucial as the folks that are first responders in their own right and are carrying people to safety, their fellow citizen. And so being able to engage with everyone is so important. And this commander was extraordinarily progressive in that mindset.

JASPER

12:11:56
And no sooner that he ordered the EOD, which is the explosive ordinance disposal teams, into the area but he also ordered headquarters to start using social media, start engaging with the public. I think that’s an extraordinary statement as to his forward thinking about being able to involve the public and also try to reassure people.

NNAMDI

12:12:13
Alexis Madrigal, investigators are now calling witnesses near the finish line to hand over any videos or photos they may have. You wrote that this is also a sign of the times that major events are unfolding in front of human eyes and in front of thousands of potential photographers and videographers at any given moment.

MADRIGAL

12:12:33
It’s true. I mean I think one thing we’ve seen particularly in large events, like the Vancouver riots, the riots in London, is that there’s just truly thousands of hours of video now that investigators have to deal with and all kinds of different formats. I mean, there’s not just a video that citizens are producing with their smartphones. There’s also the CCTVs that are likely along Boston where the bombings happened and a lot — I’ve been talking with video forensic experts. A lot of the hard part is actually just the practical stuff. How do you get a hold of the evidence itself?

MADRIGAL

12:13:07
They want it in the uncompressed format, so they want to get a hold of the actual phones themselves, the actual CCTV recorders. And then they’ve got to get all that stuff into a system that they can then work and tag and look for events and people of interest. And so there are, in fact, established methodologies for dealing with all those things, and they’ve only emerged in the last couple of years.

NNAMDI

12:13:34
800-433-8850 is the number to call if you have questions or comments about Boston, technology, emergency response. 800-433-8850. You can send email with your question or comment to kojo@wamu.org, or you can send us a tweet, @kojoshow. You can also go to our website, kojoshow.org, and join the conversation there.

NNAMDI

12:13:55
Do either of you expect this is likely to change the conversation about security cameras and law enforcement in the United States? There’s a marathon that’s about to take place in London. It’s a public event that will go down in front of the full view of the entire CCTV system there. First, you, Alexis.

MADRIGAL

12:14:16
It’s interesting. I mean I wish we could have more of a public debate about the present of this kind of surveillance. I think, you know, in certain circumstances, it does seem to be they’re useful. I think in other circumstances, there’s been a lot of questions about it, its efficacy just kind of for day-to-day crime prevention in London and in England more generally where they have way more CCTVs than we do.

MADRIGAL

12:14:44
I think, you know, for me, sort of the big questions are, are the kinds of systems that the government puts in place for surveillance are they the kind of systems that we would want generally speaking to have in place. If we kind of can’t get blinded by the technological aspects of these things, I think we have to examine them within the general values that society has.

NNAMDI

12:15:06
Your turn, Todd.

JASPER

12:15:08
Absolutely. You know, we have to look at the reasons why London has so many CCTV cameras, due to the IRA bombings. We are a culture that likes freedom, privacy.

NNAMDI

12:15:21
Especially in Boston.

JASPER

12:15:23
Of course. And I think that it’s fine balancing act, try and determine transparency and security versus privacy and some — anonymity in the public sphere.

NNAMDI

12:15:36
I was reading, well, one of my favorite crime novelists, Dennis Lehane, had an op-ed in The New York Times today. Of course, he’s a Bostonian, and he said: Look, we are going to find these people, and we are going to move on with our lives. We’re not going to panic and introduce all kinds of security measures that invade people’s privacy. But I guess I suspect that debate is probably likely to take place in Boston also, isn’t it, Todd?

JASPER

12:16:00
Well, yeah. There’s been a long tradition that you don’t have privacy necessarily in open places. There’s no reason for privacy when you’re walking down the street. People can see you. You’re not invisible. So it’s — a lot of folks would say having security cameras in public places is probably not much an invasion, but a lot of folks will also have the other opinion that that’s not something they want to sign up for.

JASPER

12:16:22
But we — again, we do have to balance security with it. He says we’ll find these people, but how will we find them. We might have video of them. It might be because of some really forward thinking security systems or processes or programs that established certain zones where we can surveil the public to make sure that something is spotted that’s an unattended package.

JASPER

12:16:45
For instance, New York City Police Department has one of the most technologically advanced systems out there. They have programs. They don’t actually necessarily have a person watching every single second of video coverage, but what they do have is software that can monitor and see if someone leaves a package unattended. And they can have a bomb squad respond to that or a police officer.

JASPER

12:17:09
In fact, they can even search based on — if someone said there was a person wearing a red shirt that robbed a bank, they can query the system to identify if a person wearing a red shirt ran down that street. So there are some very technologically advanced methodologies that we can be using that are starting to become more popular, but it’s always obviously a debate between privacy and security.

NNAMDI

12:17:31
Well, Alexis Madrigal, in the wake of Newtown, Conn., the debate about gun control and gun regulations certainly was ramped up. You think this incident can lead to a ramping up in the debate over CCTVs?

MADRIGAL

12:17:45
Yes. I think it might. I mean, I think when one of the big problems in a lot of these systems that we don’t really have a lot of ways to evaluate the efficacy, right? I mean, the New York system or the London system, that we kind of have to just take law enforcement’s word for it that these things are working, or they’re making us safer. And I think that’s one of the big problems is once we get into these kinds of technical realms, you know, we can’t just say, is this actually making us safer or not.

MADRIGAL

12:18:10
We have to know about some of the technical innards, and we have to figure out ways of having some communal decision-making around those kinds of technologies. I think right now at least, you know, and talking to video forensics people, specific to Boston, it doesn’t seem like a lot of automated tools can be brought to bear. It’s going to be human beings doing the tapes. And I think one of the big differences between, you know, a single event where a lot of media is collected, is that there are going to be a lot more investigators available.

MADRIGAL

12:18:44
And so you sort of — there’s going to — the human side of the investigation will remain where these systems are deployed over an entire city all the time, the scale of it sort of requires automation in some ways. And I think that is where it gets into some more difficult privacy issues because, once you start deploying more and more automated systems, you know, is it a different — is it a difference in scale or type of surveillance?

MADRIGAL

12:19:13
And I think once you start deploying software that can identify someone, say, walking through a city anywhere, is that actually different in the eyes of the law or in the eyes of citizens than just a police officer being able to watch when there’s some sort of Supreme Court cases that are finding that while a police officer could follow you in a car anywhere they wanted to, if they attach a GPS to your car, that’s actually different.

NNAMDI

12:19:36
Yep.

MADRIGAL

12:19:36
And I think there’s some sort of key issues around some of these things when the technology actually changes the type of surveillance in the eyes of the law or the people.

NNAMDI

12:19:49
Todd, authorities put out a call pretty quickly for people to limit cellphone use after the explosions to avoid detonations of other devices that may have been in the area. There were mixed stories about whether or not law enforcement actively ordered cellphone networks to be shut down. What’s the process that people typically follow in these types of situations? I noticed that you tweeted on Monday, encouraging people to avoid using cellphones and radios.

JASPER

12:20:13
Right. The standard operating procedure after what we call an IED or an improvised explosive device, which could be triggered remotely using wireless devices, is to limit the use. We don’t want to absentmindedly or accidentally set off additional or secondary devices based on using our cellphones. In fact, the standard procedure for law enforcement and fire, too, is to try to really limit the use of radio and cellphone communications at time.

NNAMDI

12:20:43
Are there methods of communication that are typically the best bet for both the responders and for the public in situations like this, text? I’ve heard from people with BlackBerries that PIN networks tend to be pretty reliable also.

JASPER

12:20:55
Well, the concept’s the same. If you’re sending or receiving a message of any type, it’s using wireless frequency to do that. You know, besides just having two cans and a string, you know, really, landline was the only — any kind of process where you’re not using wireless frequency to transmit a message if you’re in the area where there might be explosives. It sounds like we find ourselves in a whole lot. But when we do, it’s best to be cautious about that kind of thing.

NNAMDI

12:21:21
You wrote on your blog about whether technologies are emerging that can better so-called soft targets — better protect so-called soft targets from attacks. These bombings took place smack dab in the middle of one of the biggest public gatherings that Boston stages every year. What, in your view, can be done from a technological standpoint to make events like this safer? Or is this simply the reality of the world we live in, that if someone wants to attack a shopping mall or an open public place that there’s only so much you can do to stop it?

JASPER

12:21:52
It’s about — really, the conversation is about how we can we empower citizens to be alert and aware to their surroundings if there is an unattended package. And then second is to make the means of communicating, the perceived threat or an unattended package or suspicious circumstances or persons, any way it would — any one of those, so easy that they can do it effortlessly. Frederick County in Maryland just released — part of their new 911 system is you can text 911. You could send them a picture.

JASPER

12:22:24
You could send them a request for service or something like that. So being able to contact emergency services discreetly might be something that’s easily done and could prevent future attacks. If someone — put yourself in someone’s shoes. If you’re at the Boston Marathon and you saw someone who looks suspicious, might have heavy nylon bags that seem to be clunking around, are you going to feel comfortable picking up your phone and calling 911 at that point trying to report that?

JASPER

12:22:51
That might be easier said than done. So being able to enable people to report things using their cellphone, but not necessarily using voice communications might be helpful. And also, many different cities have some apps to report or to at least provide guidance on what things might be suspicious and how to report them.

NNAMDI

12:23:10
And finally, are there best methods of communications for both the responders and for the public in situations like this? The inter-operability issue where there are responders coming from different jurisdictions, there needs to be a reliable way for them all to communicate with each other and, I guess, with the public. What’s your sense for the progress we’ve made on issues like that here in the Washington region?

JASPER

12:23:34
Especially in the Washington region, we’ve been — we’re head and shoulders about where we were in 9/11. In the Metropolitan Washington region, the national capital region, almost every department and not even just the counties, but individual cities that have their own police departments are all on the shared radio system.

JASPER

12:23:52
So they can talk to each other very easily. In fact, Montgomery County, if there’s large fire in Montgomery County, sometimes they’ll call on Fairfax County to send over fire engines to sit in their stations to backfill their stations. And it happens all the time, and it’s effortless. And that kind of mutual aid goes around the — around the whole region.

NNAMDI

12:24:13
And reduces the likelihood that we in public will be getting different messages from different agencies?

JASPER

12:24:18
Well, that’s the next thing is once you have inter-operable communications, you’re going to have information that’s shared through a lot of different agencies. How do you filter that so the public gets what they need in a timely manner? And, you know, for this Boston example, we see the commander immediately turning to social media, and they have a great PIO or public information officer who gave out a lot of information via Twitter very quickly so that there was rapid, real facts being distributed not just speculation.

JASPER

12:24:46
So it’s a fine art making — when you have multiple jurisdictions responding to an incident, especially a notorious incident like a bombing or something that might tied to terrorism is making sure that the message is consistent so that all these — all these agencies exercise and communicate on a routine basis so that that is a very fluid process and makes it the best service.

NNAMDI

12:25:06
Todd Jasper is associate director of the Homeland Security and Emergency Management Vision at MSA, a consulting firm in Washington, D.C. Todd Jasper, thank you for joining us.

JASPER

12:25:15
My pleasure.

NNAMDI

12:25:16
Alexis Madrigal is a senior editor at The Atlantic where he writes about technology. Alexis, thank you for joining us.

MADRIGAL

12:25:21
Thank you very much.

NNAMDI

12:25:23
We’re going to take a short break. When we come back, we’ll be unearthing the stories and the recipes behind black bartenders who live through prohibition and racial discrimination here in Washington. I’m Kojo Nnamdi.

Boston Police Commander: “I need somebody up there to get on social media…”

From Boston Globe

Photo Credit: Boston Globe

The cowardly bombings near the finish line at the Boston Marathon on Monday were a shock to many of us and a reminder of past bombings on American soil, such as the 1996 Centennial Olympic Park bombing in Atlanta, GA and the May 2010 Times Square  vehicle-borne improvised explosive device (IED).

As social media becomes a standard communications platform, the capacity and capability for first responders to send messages to the public is greatly increased.

Shortly after the IEDs detonated in Boston (at 10:38 in the recording above), an unidentified police commander got on the radio and began giving orders. “We’re going to get the victims out, we’re then going to conduct a sweep with EOD assets… we will then get people out of the restaurants and bars. I need somebody up there to get on social media and let people know what we’re doing here–that we’re sweeping the streets to make sure it’s safe first, and then we’ll get them out of the bars once we get it swept.”

Social media is a communications tool we didn’t have on 9/11 or in Atlanta. From its beginning in March 2006, Twitter has proliferated daily life. Twitter alone transmits about 340 million messages daily–almost 4,000 tweets per second! It is obvious that social media is an excellent way to communicate directly with victims and survivors–especially during notorious incidents in which it is likely that cellphone networks will be overloaded and, thus, unreliable.

It is no surprise that the Boston Police commander asked for social media. What is surprising, however, is how quickly he made the order. Immediately after ordering police officers to remove the victims and ordering the EOD teams to begin sweeping the area, the BPD commander asked for BPD headquarters to begin using social media!

This instance should serve as a case study for future incident commanders at recognizing the need to involve survivors and victims in their own outcome. Instantly ordering communications with the public using non-traditional methods (opposed to typically filtering messages from a public information officer) can create calm and assist in developing a common operating picture.

As the emergency management and public safety field continues to better understand and better implement social media, we will continue to see novel uses of instantaneous, two-way communication between public safety agencies and the public. For instance, following the bombings, law enforcement have requested videos and pictures from the public of the area surrounding the explosions. That’s right, we’re actually using crowdsourcing for terrorist investigations.

Although the head of public information for the DC Fire Department famously ridiculed social media, telling reporters “Social media is for parties. We ain’t givin’ no parties,” it is clear that social media is a powerful response and recovery tool for first responders. Simply, our new motto might be, “social media is for two-way communication, we need two-way communication in emergencies.”

The citizens and first responders of Boston made our country very proud the other day. As a country and as a field, we mourn the tragedy and the loss of life and the terrible injuries. The men and women of law enforcement, the fire service, emergency medical providers, and all other agencies that ran towards the explosions should feel proud of how they handled themselves–all the rest of us can learn a lot from how well Boston responded under the most perilous of circumstances. Well done.

Ten Commandments of Emergency Preparedness Training

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1. Know thine subject

  • Don’t read off of slides, adults are capable of doing that without an instructor.
  • Respect your audience’s time and intelligence by reviewing the material beforehand.
  • If a question or topic comes up that you are not prepared to discuss or you are unable to provide an answer, simply say “that’s a good question, I’ll need to look up the correct answer at the break…”
  • While it is necessary for you to know the subject you’re teaching, no one expects you to be infallible or to know everything.

2. Know thine audience

  • Always be professional and take extra care to tailor your training to your audience.
  • For example, don’t share a violent active shooter training video with parents at the PTA meeting–find a more informative and less stressful media presentation.
  • At a training I recently attended, the presenter used gunshot sound effects at each slide transition–this was not only distracting but could have triggered an emotional response from audience members who have been in combat or other violent situations.
  • During a CERT course I attended, one of the instructors was a firefighter and absentmindedly included training for skills that exceed CERT requirements–this wasn’t terrible, but the material should have been tailored for CERT rather than the fire service.
  • Assume that someone in your audience might have an unintended emotional response to examples of violence, gore, profanity, etc.

3. Thou shall tell a story

  • People love stories and case studies.
  • Stories should be short, sweet, and relevant to the discussion.
  • Stories can provide excellent reinforcement for lessons.
  • Do not get off-topic and consumed with a long story (and do not drop names throughout a story).
  • Do not tell inappropriate stories or stories that could embarrass/harm your and your agency’s reputation.

4. Thou shall not bear false witness (be honest)

  • Be candid and sincere.
  • Don’t tell a story that you don’t know to be true.

5. Thou shall be realistic

  • Without being gratuitously violent, graphic, or profane, all training should be as realistic as possible to prepare students for what they will encounter in the real world.
  • If the training you’re providing differs significantly from real world application, refer to the (previous) 4th Commandment.

6. Thou shall educate, thou shall NOT intimidatefmj

  • Resist the urge to frighten new students, it doesn’t make for a good learning environment.
  • In emergency preparedness training, it is easy to cause fear in students. Doing so creates an emotional response in the students. People do not learn best when they have a strong emotional response to the course content. In the 2009 article “Stressed Memories: How Acute Stress Affects Memory Formation in Humans,” the authors explain that “During a stressful time, a person’s attention and emotional state may be affected which could hinder the ability to focus…”
  • By presenting the course content in logical, reasonable, and non-harassing way, your students will feel more comfortable, be willing to ask questions, and share more during the course. Intimidation may work in boot camp but doesn’t have a place in most emergency preparedness classes (such as CPR, first aid, ICS courses, etc).

7. Thou shall NOT gratuitously show terrorists’/criminals’ pictures

  • Unless it is necessary, refrain from using pictures of terrorists or other criminals during your presentations. Many of these killers want to be famous/infamous and spreading their image only helps them reach their goal. Instead, focus on the victims or the responders. The perpetrators should not be given undue publicity.
  • You should use the photographs of terrorists/criminals if you have a need to do so. For example, you could show pictures of several active shooters and explain how they didn’t look like killers before their acts of violence and, thus, we really can’t stereotype what a killer looks like…

8. Thou shall be interactive and encourage thine audience to participate

  • Don’t forget that when delivering training to adults, interactive training is important.
  • The best classes include discussion and sharing from the audience that helps reinforce the course concepts.
  • Ensure that there are specific times during the course that include audience participation.

9. Thou shall avoid unnecessary abbreviations & initialisms

  • Oftentimes, in emergency management, it is easy to get carried away with abbreviations and initialisms (like HSEEP, ICS, IC, SitL, etc).
  • Don’t assume everyone knows the definition of the terms you’re using. Make sure to define each one on first usage.
  • Using too many abbreviations and initialisms can delay or limit comprehension–just be careful.

10. Thou shall be neither defensive nor offensive

  • If you don’t know something–admit it. If you get corrected by a student, thank the student and make sure the class understands the correction. You’re an instructor, you’re not infallible. You’re not expected to know everything perfectly–neither are the students. Don’t get defensive. It’s a learning environment for everyone–including the instructors.
  • Don’t be offensive. Don’t tell crude jokes–they are never as funny as you think they are. Don’t share offensive cartoons, videos, or any other media during the classroom breaks. At best, it gets a laugh. At worst, it triggers a complaint or (worse still) a lawsuit. Don’t make fun of students, other instructors, or do/say anything that could be considered politically incorrect. It simply is not worth it.

Above all else:

  • Please be polite, courteous, helpful, thoughtful, kind, and professional. There are many opportunities for training and the emergency management field needs awesome instructors.

Chevy Chase Patch: How to Prevent an Active Shooter

I write a monthly emergency preparedness article in the local newspaper (ChevyChase.Patch.com). Here’s the link to my February article. I’ve also copied it below:

Statistics released by the US Secret Service reveal that the majority of active shooter incidents are preventable. Do you know the warning signs?

In 2002, the US Secret Service and the US Department of Education released a report that examined school shootings and attacks from 1974 to 2000 with a focus on “identifying pre-attack behaviors and communications that might be detectable–or “knowable”–and could help in preventing some future attacks.”

The findings included:

  • There is no accurate or useful “profile” of students who engaged in targeted school violence
  • Almost three-quarters of the attackers felt persecuted, bullied, threatened, attacked or injured by others prior to the incident
  • 98% of attackers “experienced or perceived some major loss prior to the attack”, including loss of social status, loss of a loved one or the end of a romantic relationship, or experiencing a major illness (either personally or in a relative)
  • 93% of attackers planned their attack
  • Over 90% of attackers exhibited behavior prior to the attack that the attacker had a plan or was preparing to execute an attack
  • In over 80% of school attacks, the attacker told at least one person about his plans. In close to 60% of school attacks, the attacker told more than one person about his plans.

In essence, school shooters do not cleanly fit the stereotype many of us have for a school shooter. Many of us assume that most active shooters come from broken families, have poor grades, have a history of suffering from mental illness, secretly develop their plans to attack a school, and lack friends.

In fact, most school shooters come from two-parent families, have good grades (only 5% of violent students receive failing grades), and only a third of school shooters were characterized as “loners”. This means that two-thirds of shooters are have friends and regularly socialize.

Students who plan attacks on their schools are usually not known to have psychiatric issues leading up to the attack. In fact, the Secret Service report explains that “fewer than one-fifth had been diagnosed with mental health or behavior disorder prior to the attack”.

The conclusion we can reasonably reach is that the stereotypical profile of a school attacker is a myth. As a community, we need to be ever vigilant for signs and symptoms that could alert us to a student planning an attack. In over 80% of school attacks, the attacker told at least one person about his plans. In close to 60% of school attacks, the attacker told more than one person about his plans.

shooting_7

This means that about four-fifths of school attacks could be prevented if students, siblings, and parents called 911 when they hear about a student planning an attack. It seems incredible, but when most people hear about plans for a school attack, they go into denial. They don’t want to be the one who reports a student, they don’t want to cause the student to “get in trouble”, and they simply don’t want to get involved. In one school shooting, 24 students knew about the attack before it took place!

The most important school shooting prevention tip is to immediately report if you suspect or hear of any plans that a student has to attack a school. If you call 911, you can request to remain anonymous.

As Montgomery County Police Officer Rebecca Innocenti explains, anyone who suspects an attack on a school should “err on the side of caution and give police a call.” For those that do not feel comfortable calling 911, the non-emergency line for the Montgomery County Police Department is 301-279-8000.

Although there are six full-time police officers in Montgomery County that serve as “school resource officers”, the SROs oftentimes cover multiple schools at once. Students, parents, or any other concerned party should not wait until they see an SRO to report a planned attack–always immediately call police or tell a school administrator.

Since over 90% of school attackers exhibit warning signs, we must be mindful of potential warning signs. Warning signs developed by the FBI in 2011 include:

  • Boasts, predictions, and subtle threats; stories, essays, poems, and pictures; violent fantasies; and interest in violent video games, movies, and books
  • Depression, anger, impulsive and uncontrollable behavior
  • Poor coping skills
  • Low frustration tolerance
  • Grudges, lack of resiliency
  • “Us against them” mentality, narcissism
  • Boastfulness about weapons, abusive language
  • Suicidal ideation, wishes of death, desire to kill others
  • Delusions, hallucinations, bizarre thoughts
  • History of physical assault
  • Perpetrator or victim of bullying
  • Substance abuse
  • Rebellion against authority
  • Isolated, withdrawn
  • Chronic or acute fatigue

Anyone who observes one or more of these signs should immediately report the student to 911 or a school administrator–our only hope of keeping our schools and kids safe is to ensure our community is advised of warning signs and remains actively vigilant.

For more information on how to survive an active shooter incident, please see my previous post in the Chevy Chase Patch about active shooters.

* * *

Todd Jasper is a federal emergency manager and has been happy to call Chevy Chase home since 2008. His emergency management blog is www.toddjasper.com.

Chevy Chase Patch: How to Survive an Active Shooter

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I have an emergency preparedness article in the local newspaper (ChevyChase.Patch.com). Here’s the link to my January article. I’ve also copied it below:

After every school shooting, school administrators across the country pledge to review their lockdown plans. However, most people never learn the recommended response to active shooter incidents.

In October 2008, the US Department of Homeland Security (DHS) developed training for the public regarding how to respond to active shooter incidents. The training was developed following the Virginia Tech massacre in 2007. The concepts behind the DHS-recommended active shooter responses are easy yet are all but unknown to most of the public. 

If you hear shots fired, you have a quick decision to make to save your life and the lives of those nearby. You must decide to do one of three options: (1) evacuate, (2) hide, or (3) take action.

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EVACUATE: If you can safely leave the area, you should do so. There is no need to hide or stay around an area where there is a shooter if you can immediately evacuate the area. IT IS OK TO RUN!–you don’t need to stay in harm’s way to see what happens. Always take note of any exits or stairwells and have a plan of escape in mind. If you hear shots fired down the hall or in another area of the building, you may be able to immediately escape. Time is of the essence and you must make the decision to evacuate after listening to determine where the shots are coming from. As you leave the building, if you see law enforcement, make sure to show your hands and drop anything you may be carrying.

HIDE: If evacuation is not possible, you must hide. Barricade yourself in a room, if possible. Close and lock all doors and windows. Close any blinds or curtains and turn off the lights. Find a hiding spot that will conceal yourself. If possible, take cover behind items that can stop a bullet. In the military and law enforcement, anything that can stop a bullet is called “cover”. Types of cover include: four feet of dirt, a yard of wood (such as a large tree), 7 inches of concrete, and 1-inch of steel. 

A car door is not cover–but the engine block would stop a bullet. Also, walls in a building are unlikely to stop a bullet. Steel reinforced cinderblock walls may stop a bullet (as opposed to just cinderblocks–which will not stop a bullet) but may fragment and cause further injuries.

While hiding, silence any cell phones or pagers. You do not want to draw attention to yourself. Do not choose a hiding place that traps or restricts your options for movement. If police officers bang on the door and tell you to come out, you have some decisions to make. How do you know they are law enforcement and not the shooter? Some officers are trained to put their badge under the door so occupants know it is actually the police nearby. You may not want to yell back at law enforcement because that could give your position away to an impostor. Ultimately, it is your decision to make regarding whether you remain hiding or if you observe enough signs to reach the conclusion that it is safe to come out.

TAKE ACTION: Finally, as a last resort and only when your life is in imminent danger, take action against the shooter. Use whatever you can, such as a fire extinguisher, chairs, vases, or anything else to try to incapacitate the shooter. If possible, work as a team with others to stop the shooter. Act with physical aggression and do not stop until the shooter is unable to continue firing.

The City of Houston recently made a training video called “Run, Hide, Fight” to demonstrate the techniques I described above. Although I recommend that adults watch this training video, I must warn potential viewers that the video is graphic but not gory. The video shows an actor shooting several people at close range with a shotgun but there is no blood shown. Ideally, the video would be able to accomplish the same educational message without being gratuitously violent. I would NOT recommend this video for children to watch.

Additionally, when you make contact with law enforcement during an active shooter incident (either because you run towards them while you are trying to evacuate or they enter the room in which you are hiding, etc), ALWAYS SHOW YOUR HANDS. Police officers and sheriff deputies do not know that you are not the shooter. They do not know if there are multiple shooters. Do not be surprised if you are searched or questioned. Sometimes shooters have been known to hide among innocent victims in hopes of escaping capture. Law enforcement may be brisk and may run right past you without stopping. Remember, they are trained to respond to the sound of the shots being fired so that they can engage the shooter. Do not stop evacuating just because you see law enforcement. Always follow any instructions given to you by law enforcement. 

Notice how none of those options is “lockdown”? Lockdown procedures originated in prisons. If there was a disturbance or prison riot, the guards would lockdown the prison, extract any remaining guards, and wait for reinforcements to arrive to quell the riot. The lockdown procedures were not intended to protect inmates–but rather safely remove the guards and wait for reinforcements. It is common during prison riots for the guards to form a perimeter and wait for back-up. 

During the Columbine High School massacre in 1999, law enforcement across the country changed their tactics for responding to active shooter incidents. In 1999, the best practice for any type of hostage situation was to form a perimeter and wait for reinforcements to arrive (ideally a special weapons and tactics team–or SWAT). Columbine changed everything though. As patrol officers formed a perimeter, the two active shooters in Columbine never stopped firing. For many, Columbine was the first tragic introduction to active shooters. Rather than a hostage situation, where time is on the side of law enforcement and there is a standard operating procedure for bringing in trained negotiators, active shooter incidents are rapidly evolving situations with an individual actively engaged in killing or attempting to kill people in a confined and populated area. Often, there is no pattern or method to their selection of victims–the active shooter just wants to kill. 

Now, law enforcement officers are trained to immediately enter wherever the active shooter is and move to the sound of gunfire. They no longer turn to the old tactics of setting up a perimeter and we should all re-evaluate whether lockdown tactics are best for our schools, businesses, etc. Please understand that in some circumstances, lockdown procedures are appropriate. For elementary schools, it is unlikely that teachers may be able to herd young children out of the school if they hear shots fired (however, teachers should be trained that evacuation is an option). In hospitals, it may be impossible to move many patients quickly away from a shooter and the best solution for hospitals is often lockdown.

In conclusion, everyone must think about what they would do during an active shooter incident and talk to your friends and family about it as well. Ask if they know about “run, hide, fight” and if they know what to do if they hear shots fired. This information just might save lives.

—————

Todd Jasper is a federal emergency manager and has been happy to call Chevy Chase home since 2008. His emergency management blog is www.toddjasper.com.

5 Emerging Trends in Emergency Management

I just returned from Orlando, where I attended (for the first time) the annual conference of the International Association of Emergency Managers (IAEM). While there, not only did I attend about a dozen sessions, but I also had the pleasure of volunteering at the Crisis Technology Center (CTC) hosted by the IAEM Emerging Technology Caucus.

By attending the sessions, having numerous conversations with emergency managers from across the country (and even a few from Canada), and engaging with others at the CTC, I noticed the following emerging themes from the conference:

1. Social media is a big topic, but lacks consistent implementation

Almost every session mentioned social media. Whether it was Facebook, Twitter, YouTube, blogs, photo-sharing sites, or other new technology, social media was constantly being mentioned. At the same time, it is clear that the emergency management field is still easing itself into the social media pool. For every social media enlightened emergency manager, I would estimate that there are about 10-15 that have no idea what social media is. In other words, the emergency manager that uses social media is still in the minority. Enterprising emergency managers, like those of us in the Crisis Technology Center, are trying to change that. Throughout the conference, the CTC answered countless questions and explained/demonstrated social media. While the field is definitely heading towards more open engagement with the communities we serve, new technology is still viewed with some skepticism.

In many ways, I think the reluctance of emergency managers to embrace social media is triggered more by differences in perspective regarding the role of emergency managers rather than simply a technology/generational divide. Personally, it seems like if you are an emergency manager that sees value in engaging with your constituents, you will embrace social media after overcoming the hurdles associated with new technology. On the other hand, if you don’t see the benefit of publicly discussing your job performance with the people that pay your salary, you may resist social media for as long as possible. Just a thought…

2. “Resiliency” is a buzzword, not a core competency

The title of this year’s conference was “resiliency”. I counted about 5-6 sessions that had “resiliency” in the title, but other than being mentioned in the title, sessions rarely mentioned the term again. In discussions I had with other emergency managers, resiliency was rarely mentioned. It seems like a good buzzword, but (as a field) we’re slowly adopting the topic and slowly growing to understand what resilience means to our programs and the whole community.

3. ”Whole Community” has a real following

While resiliency wasn’t discussed much, the “whole community” concept was given plenty of airtime (and rightfully so). I don’t think most emergency managers fully understand resiliency (I know I definitely struggle with it), but the “whole community” idea has caught on and has a serious following. The idea of encouraging regionalism, empowering local emergency managers, and acknowledging that the Feds don’t have ALL the answers is very attractive to our field. The concept makes sense and has a catchy name. Whereas resiliency can be somewhat ambiguous, “whole community” serves to represent enough of a departure from current practice that it has garnered a significant following. While some understand that resilience and whole community are intertwined–I think that would come as a surprise to many emergency managers.  The take-away here is that “whole community” has earned recognition and acceptance for which resiliency advocates could only hope…

4. Capability- and risk-based planning vs. all-hazards planning

Risk-based planning and resourcing is gaining traction and was mentioned considerably during many sessions and discussions. I’m not sure what the impetus is for the change. My guess for the change are one or more of the following reasons:

  • Reductions in funding have changed local priorities from all-hazards plans to risk-specific planning. Rather than having general plans that cover many different topics, risk-based plans account for the incidents/damages that are most likely to impact your community.
  • It is too difficult to explain “all-hazards” planning to community members and elected officials who think we ought to just have very specific plans to address obvious risks
  • With the new THIRA process, the focus has clearly shifted to identifying and quantifying risk–it’s natural that planning follows the same evolutionary logic

5. More changes are coming

With the new THIRA guidelines, upcoming frameworks, PPD-8, and the new National Preparedness Goal and National Preparedness System, the emergency management field is still in a state of major doctrinal refinement. The major changes in doctrine pose significant increases in the level of effort required by organizations at all levels of the “whole community”–but it appears the changes will be positive in the long-term. I think the field will need to reconcile the emerging hierarchy of plans, goals, systems, and frameworks–but that will all come with time.

——-

This past week, the US was hit with Superstorm Sandy. I’ve been awed by the pre-positioning of supplies, the timely alert and notification, and the prevention of major loss of life. The loss of property was unavoidable, but it was the heroic actions of first responders and others that prevented a catastrophic loss of life. I know several emergency managers that literally walked to work during the hurricane to ensure as robust of a response as possible. Although terrible, Sandy brought out the best in Americans and I’m convinced that the damages from this storm can be an opportunity for the US to rebuild better than ever before.

Maintaining Resiliency and Shaping Discourse Following a False Alarm

This month’s article stretched over two pages in the Bulletin, so I’ve pasted the text below:

Maintaining Resiliency and Shaping Discourse Following a False Alarm

By Todd J. Jasper

On a Thursday night in October 2011, the University of Maryland (UMD) sent three urgent warnings through a variety of methods to campus personnel about an imminent tornado. As sirens sounded on the UMD campus, students huddled in hallways and concerned parents feared for the worst. “#Terps,” an official tweet announced, “A tornado is forecast to hit the campus within the next 13 minutes. Seek shelter immediately.” Although no tornado actually formed, UMD still had a problem on its hands. The tornado warning was a false alarm.

Despite the fact that the National Weather Service never issued a tornado warning for the area, the University issued its own warnings out of an overabundance of caution. After the false alarm in 2011, the UMD community and the media crucified the university for sending the alert. UMD was accused of “crying wolf”, generating “hype”, and acting prematurely.

False alarms can take many different forms (such as the non-existent tornado at UMD, a fire alarm that sounds when there is no fire, or even a student who is seen walking with a rifle that turns out to be an umbrella). Almost all false alarms hurt the credibility of the agency sending the message and then retracting it. The emergency management and risk communication field relies on constituents’ trust in the senders in order to motivate the public to act when a hazard is imminent. This symbiotic relationship between message senders and message recipients is crucial to maintaining institutional resiliency. The consequences for every false alarm are, unfortunately, not simply limited to any one specific incident; but rather, constitute a threat to the resiliency and future efficacy of the sending agency (and even other jurisdictions).

If we use the DHS Risk Lexicon definition of resiliency as the “ability to adapt to changing conditions and prepare for, withstand, and rapidly recover from disruption”, then it is clear that false alarms serve as a disruption within the normal emergency notification system. Indeed, Major and Erwin’s 1998 article (“Exploring the ‘Cry Wolf’ Hypothesis” in the International Journal of Mass Emergencies and Disasters) finds that “individuals who have experienced predictions of disasters that do not materialize will discount the validity of subsequent disaster warnings.”

From a resiliency standpoint, every false alarm must be considered a disruption in need of remedy in order to mitigate cascading effects false alarms have on the efficacy of future emergency notifications, alerts, and warnings. Through experience and research, the following three points are crucial action items for emergency managers and risk communicators:

Emergency Notification Protocols are a Must-Have

Most agencies and organizations are lucky if they have pre-scripted messages available for the most common incidents. Pre-scripted (or “canned”) messages are helpful for establishing tone, consistency, and avoiding unnecessary emergency management jargon. Even more helpful, though, are emergency notification protocols that explicitly state a framework for when, why, and how emergency notifications will be made. Designing, developing, and then (most importantly!) exercising and training with emergency notification protocols is the most proactive approach to preventing the dissemination of unfounded emergency notifications. If we can prevent false alarms, we can negate the need for recovery from a false alarm.

We all understand that false alarms will occur eventually, but having emergency notification protocols as a justification for sending an alert can provide the media and others critical of the incident a reasonable and logical explanation. Although policies and protocols are not infallible, explaining to an inconvenienced constituency that the system worked as intended (through the use of established and trained protocols) is usually is a compelling response. It is likely that the media will question the appropriateness of the protocols–but that is the first step of shaping the public discourse.

Retract the Warning Immediately

As soon as it is clear that the warning was made in error, the agency or organization should retract the warning using the same means and methods use to distribute the false alarm. Not all retractions are equal. The best retractions state the reason for the false alarm in very simple language, should provide specific guidance for the future, and a method for obtaining additional information. For example, the following retraction accomplishes all of the aforementioned pointed: “The National Weather Service has cancelled the tornado warning at [insert specific time/date]. It is no longer necessary to shelter-in-place. Please be cautious on the roads and be alert for any other weather warnings or watches that may occur in the future. For more information, …”.

Use a False Alarm as an Opportunity for Improvement

False alarms are essentially no-notice full-scale exercises with constituents participating in real-time. While a false alarm is no one’s idea of a good time, it is an opportunity to connect with your constituency in a positive manner. It is a perfect time to spread preparedness guidance, such as “although today’s warning was cancelled, it may be the perfect motivation to check on your emergency supplies, review your family’s emergency plan, and get more information on what to do if today’s threat had been real.”

Additionally, following a false alarm, agencies and organizations should clearly review protocols and procedures for distributing a warning. Any corrective actions should be captured in an after-action report and improvement plan.

The Way Forward

Although false alarms should be rare, it is better to have a false alarm than to delay sending an alert only to discover the threat was real and the public could have been warned sooner. UMD received significant criticism about their premature tornado warning, but their intentions were nothing but honest and good. Ten years prior to the false alarm, two sisters were killed when a tornado tore a destructive path through the UMD campus. At that time, UMD had no warning system.

Emerging Technology for Safeguarding Soft Targets

This month’s article stretched over two pages in the Bulletin, so I’ve pasted the text below:

Emerging Technology for Safeguarding Soft Targets

As technology advances and prices decrease, the emergency management field must collectively look to the next generation of innovative technologies and strategies to safeguard America’s soft targets.

 As a movie played in the background, James Holmes snuck out the rear theater exit and propped the door open. He exited the movie theater, walked to his pre-positioned vehicle, dressed in body armor, and calmly collected his weapons. The tragic act of domestic terrorism that occurred moments later in Aurora, Colorado is a heartbreaking example of attacks against soft targets. Soft targets are everywhere and when they suffer attacks, the results are devastating. More can be done to protect soft targets, but it often comes at a high price.

As technology advances and prices decrease, the emergency management field must collectively look to the next generation of innovative technologies and strategies to safeguard America’s soft targets.

DEFINING SOFT TARGETS

Unless living on a military installation or in a prison, we all spend considerable amounts of time in locations that are considered soft targets. Emergency managers consider soft targets as any area primarily used by civilians that is undefended, unprotected, or under-protected against attack. Soft targets typically have open access points and lax security measures. They afford terrorists a low risk of failure and a high probability of “shock value” when the attack is covered in the media. Although soft targets are not usually selected for their symbolic value, they can be–which leads to attacks on soft targets being highly unpredictable.

Schools, movie theaters, places of worship, restaurants, transit hubs, universities, malls, and hotels are all examples of soft targets. The innocence of these locations coupled with the randomness and unpredictability of attacks on those institutions make assaults on soft targets even more memorable. Who can forget Columbine, Aurora, the Sikh Temple in Wisconsin, the Sbarro suicide-bombing in Israel, the train station bombings in Madrid, the Virginia Tech Massacre, the Salt Lake City Mall shooting, and the 2008 attacks on two hotels in Mumbai, India? The trauma of such barbarism in places of routine safety etches an enduring scar on our memories and challenges the safety and security we try to foster in our communities.

Due to the understandable budget-restraints of soft targets, the following emerging techniques, technologies, and methodologies are tailored specifically for soft targets as cost-savings measures.

TRAINING AND AWARENESS

The least expensive form of improving security at soft target locations is providing training and outreach to employees, customers, and other visitors. Training employees is terrific, but participating in awareness campaigns for the public and visitors to soft targets is a “force multiplier”. In other words, instead of a dozen or so employees looking for suspicious behavior, potentially dozens or hundreds of customers are encouraged to report untoward circumstances. Much like anything in emergency management, creativity goes a long way and partnerships, ingenuity, and robust training/awareness programs can make the difference between safety and tragedy. The national “See Something, Say Something” campaign has been widely publicized for encouraging the public to report suspicious persons, activity, packages, or other circumstances. Soft targets should consider participating in awareness campaigns to encourage the public to report suspicious activity–vigilance should not end at the ticket booth or the schoolhouse steps.

MAXIMIZING DETERRENTS

Because of a lack of resources, many soft targets are lucky to have an unmonitored surveillance systems or a couple of security guards. Soft targets can maximize the deterrent effect of surveillance systems or security guards through several innovative yet inexpensive methods. To make surveillance cameras more noticeable, several jurisdictions (such as the Chicago Police Department) have installed cameras with conspicuous flashing blue lights. Using lights to draw attention to the security cameras is a low-cost but high-visibility method to increase the deterrent effect of the cameras–especially at night when a surveillance camera might be near invisible.

Additionally, security guards can be made more noticeable by issuing bright, neon reflective vests and jackets. Police officers in Britain are famous for wearing highly-reflective vests and trench coats. The memorable attire advertises presence and hopefully deters those with malicious intent from carrying out an attack in the area. In the same vein, many security vehicles are now being outfitted with strobes and other lighting packages that are constantly activated to advertise roving presence. Since early this year, the Philadelphia Police Department has used always-on blue and red lights on their light bars to improve police visibility. For a very low-cost, the increased visibility is substantial.

CRIME PREVENTION THROUGH ENVIRONMENTAL DESIGN (CPTED)

Strong environmental design with a concentration on security can be cost-effective and efficient in reducing the attractiveness of a soft target. Through the use of open floor plans, reducing blind spots, and improving lighting, soft targets can improve “natural surveillance”. Natural surveillance is the concept that areas can be made easily observed–and thus reduces the likelihood of attacks–by providing adequate lighting, pathways, fencing, and other design-based components.

Many CPTED concepts are relatively inexpensive and can improve safety and security. Improved lighting and lines-of-sight can draw attention to unattended packages and can even serve to deter potential attackers. CPTED doctrine is advanced and can offer many other benefits. Soft targets should consider performing a physical assessment to determine if CPTED concepts could be successfully implemented to improve security.

ACCESS CONTROL

As the Aurora massacre demonstrated, access control can be the difference between life and death. Sneaking through emergency exits, circumventing common pathways, and propping open exterior doors are all examples of failing to control access points.Soft targets are characteristically easily accessible and can lack alarmed exits. A simple way to reduce a soft target’s desirability is to reduce the number of active egress/ingress routes. This can be done in a variety of ways: by installing door and window alarms or key-card access systems, installing barriers to keep vehicles away from a structure or gathering area, and implementing security checkpoints (both high- and low-tech) for an added layer of deterrence. In addition to physical access control, information access should also be monitored closely; maps, facilities layouts, and other resources should be controlled and only those with a need-to-know should be allowed access.

CONCLUSION

While improving security and deterring the potential for attack has traditionally been regarded as a resource-intensive process, this article demonstrates how low-cost solutions can be strategically implemented to minimize resources and maximize opportunity. By implementing outreach and training, employing simple design improvements, increasing visibility, and specifically regulating access control, soft targets can decrease vulnerability and reduce their attractiveness to potential attackers. When seconds count and lives are in danger, it just might be that an inexpensive protective measure can save lives and prevent tragedy.

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